Required Skills
Minimum of 5 (A-C or 4-9) passes at GCSE level to include English and mathematics
Excellent written and oral communication skills
Ability to work to tight deadlines
Good attention to detail
High-levels of integrity ethical conduct and confidentiality
Time management skills and ability to prioritise tasks accordingly
Excellent discretion judgment and organizational skills and be able to initiate projects with minimal instigation or oversight
Working knowledge or experience of the DPO role and functions
At least 3 to 5 years of experience in a senior compliance role ideally as a MLRO
a relevant qualification
e.g. ICA Diploma in AML or similar is desirable
Job Summary
As the Senior Compliance Officer you will support the Head of Compliance with managing the existing team to ensure compliance with all relevant regulatory and legislative requirements, enabling the continued provision of a strong framework of internal controls and best practice guidance.
Acting as MLRO for the company and in that capacity to receive reports of any information or other matter, which comes to the attention of a person handling relevant business which gives rise to an actual knowledge or suspicion of money laundering; reporting of relevant information to determine if such information or other matter gives rise to such knowledge or suspicion; making disclosures to the FIU, or other appropriate authority, if after consideration there is knowledge or suspicion of money laundering; maintaining all relevant registers as required.
As the Data Protection Officer you will be responsible for ensuring the company complies with the applicable Isle of Man data protection legislation and regulations.
Main Duties
Key responsibilities will also include:
• Assist with the management of the Compliance Department in conjunction with the Head of Compliance, working together to instil and foster a robust compliance culture
• Keep appraised of relevant law, regulations and guidelines impacting the business both locally and extra territorially
• Conducting client risk assessments and monitor compliance in key risk areas
• Review, maintain, enhance and test documented policies & procedures and ensure staff accessibility and awareness at all times
• Data Protection – act as Data Protection Officer
• Work with and assist the Group Compliance Director in relation to group compliance strategy, policies and procedures.
• Reporting to the directors on a regular basis.
Experience
Minimum of 5 (A-C or 4-9) passes at GCSE level to include English and mathematics , Excellent written and oral communication skills , Ability to work to tight deadlines , Good attention to detail , High-levels of integrity ethical conduct and confidentiality, Time management skills and ability to prioritise tasks accordingly, Excellent discretion judgment and organizational skills and be able to initiate projects with minimal instigation or oversight , Working knowledge or experience of the DPO role and functions , At least 3 to 5 years of experience in a senior compliance role ideally as a MLRO, a relevant qualification, e.g. ICA Diploma in AML or similar is desirable,